Qualified Plan Consulting
Our Mission is to assist your employees in replacing 80% of their pre-retirement income as a fiduciary on your retirement plan and assist you in fulfilling your fiduciary duties.
Plan Sponsor Services
- Review Plan Governance Structure
- Review 404(c) Protection
- Fiduciary Training
- Analyze Plan Design Options
- Meet with Plan Committee
Plan Investment Services
- Assess Plan’s Investment Objectives
- Design Overall Investment Structure
- Review QDIA option
- Review Company Stock option
- Implement Investment Structure
- Build Model Portfolios
- Provide & Review Performance Reporting
- Search for new Investment Manager
Vendor Management
- Monitor Service Provider
- Ensure All Fees are Disclosed
- Benchmark Fees and Value for Reasonableness
- Review Use of ERISA Spending Accounts
- Generate and Evaluate Service Provider RFP
- Generate & Evaluate Service Provider RFI
- Support Contract Negotiation
- Support Service Provider Transition
Fiduciary Status
- Acts as a Fiduciary under 1940 Act (RIA)
- ERISA 3(21) Fiduciary (Limited Scope)
- ERISA 3(38) Fiduciary (Discretionary)
Want to learn More?
Download our complimentary Castle Rock Catalog to learn more about our Qualified Plan Services.
Participation Education Services
- Review of Education Strategy
- Provide Group Meetings
- Provide One-On-One Meetings
- Provide Participant Phone/Email Support
- Review progress against goals
- Rendering of Participant Advice
