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Castle Rock Investment Company

Independent Guide, Trusted Partner.

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Our Commitment to You

  • Act with honesty and integrity, and avoid conflict of interest, real or perceived.
  • Ensure the timely and understandable disclosure of relevant information that is accurate, complete, and objective.
  • Be responsible when determining the value of the services provided and the form of compensation; taking into consideration the time, skill, experience, and special circumstances involved in providing those services.
  • Know the limits of our expertise, and refer our clients to colleagues and/ or other professionals in connection with issues beyond our knowledge and skills.
  • Respect the confidentiality of information acquired in the course of our work, and not disclose such information to others, except when authorized or otherwise legally obligated to do so. We will not use confidential information acquired in the course of our work for our personal advantage.
  • Protect any relationships or responsibilities that are entrusted to us.

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About Us

Castle Rock Investment Company, formed in 2006, is an independent woman-owned SEC-registered investment adviser located in Castle Rock, Colorado. We specialize in individual financial plans and qualified service plans.

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From the Blog

Family Love Letter Event

Did you know you can gift your Itunes, American Express points, and airline miles to a designated recipient in the event of your death (but only if it’s included in the will!)? Or that if a family member dies you can get refunds on their unused subscription accounts? These are just a couple of the […]

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