- Act with honesty and integrity, and avoid conflict of interest, real or perceived.
- Ensure the timely and understandable disclosure of relevant information that is accurate, complete, and objective.
- Be responsible when determining the value of the services provided and the form of compensation; taking into consideration the time, skill, experience, and special circumstances involved in providing those services.
- Know the limits of our expertise, and refer our clients to colleagues and/ or other professionals in connection with issues beyond our knowledge and skills.
- Respect the confidentiality of information acquired in the course of our work, and not disclose such information to others, except when authorized or otherwise legally obligated to do so. We will not use confidential information acquired in the course of our work for our personal advantage.
- Protect any relationships or responsibilities that are entrusted to us.
Castle Rock Investment Company
Independent Guide, Trusted Partner.
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About Us
Castle Rock Investment Company, formed in 2006, is an independent woman-owned SEC-registered investment adviser located in Castle Rock, Colorado. We specialize in individual financial plans and qualified service plans.
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