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Final 408(b)(2) Rule Released

February 16, 2012 by admin

Calling all plan sponsors! The regulation you have been waiting for is finally here. The Department of Labor issued the final 408(b)(2) regulation last week with the compliance date extended to July 1, 2012.

Service providers are finally required to disclose how much they charge you and your plan for the services they provide. In addition, you will be able fulfill your fiduciary responsibility to determine that the fees are reasonable since you’ll have the information you need for the first time. Over the next few months, Castle Rock Investment Company will highlight important items from the new rule so you will have a clear understanding of how they affect you!

Final 408(b)(2) Regulations

Filed Under: Blog, Fiduciary, Industry News, Legislation, Uncategorized Tagged With: 408(b)(2) Rule, Department of Labor

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Castle Rock Investment Company, formed in 2006, is an independent woman-owned SEC-registered investment adviser located in Castle Rock, Colorado. We specialize in individual financial plans and qualified service plans.

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From the Blog

State Farm and Edward Jones React to the Fiduciary Rule

By Mack Bekeza With April 10th, 2017 quickly approaching, a large number of investment firms and insurance agencies are scrambling to comply with the DOL fiduciary regulation. However, some firms believe they have found a solution to the upcoming rule. Knowing that their representatives cannot put their clients’ interest first, State Farm and Edward Jones […]

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