Castle Rock Investment Company, formed in 2006, is an independent woman-owned SEC-registered investment adviser located in Castle Rock, Colorado. We specialize in advising workplace retirement plans, including 401(a), 401(k), 403(b), 457, profit sharing, employee stock ownership, defined benefit plans and individual financial planning.
Castle Rock Investment Company is committed to the success of plan sponsors and to their employees. We are contractually obligated in writing to each client as a fiduciary as defined in ERISA. We currently serve clients in an array of industries, including manufacturing, financial services, warehouse logistics, and government.
Castle Rock’s President, Michele L. Suriano, has worked in the financial services industry for 18 years and has served as the adviser to retirement plans in the Denver region for over a decade She holds a Bachelor of Science in Applied Economics and is a candidate for a Master’s degree in Economics from the University of Colorado at Denver. She passed the Series 6, 63, 7, 66, and Colorado state insurance exams for life, health and variable annuity.
Michele has earned the Tax-Exempt and Governmental Plan Consultant (“TGPC”) and Qualified Plan Financial Consultant (“QPFC”) designations awarded by the American Society of Pension Professionals and Actuaries (ASPPA) and the Accredited Investment Fiduciary® designation, awarded by the Center for Fiduciary Studies, which is associated with the University of Pittsburgh.
For more information on Castle Rock Investment Company’s services, please contact us at 303-725-7086.
