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2012 Compliance Calendar

January 13, 2012 by admin

Castle Rock Investment Company has compiled a calendar to help you keep track of all of the important 2012 compliance dates!

Click Here to Download the Compliance Calendar

 

Filed Under: Advice, Blog, Castle Rock Investment Company, Uncategorized

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About Us

Castle Rock Investment Company, formed in 2006, is an independent woman-owned SEC-registered investment adviser located in Castle Rock, Colorado. We specialize in individual financial plans and qualified service plans.

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From the Blog

State Farm and Edward Jones React to the Fiduciary Rule

By Mack Bekeza With April 10th, 2017 quickly approaching, a large number of investment firms and insurance agencies are scrambling to comply with the DOL fiduciary regulation. However, some firms believe they have found a solution to the upcoming rule. Knowing that their representatives cannot put their clients’ interest first, State Farm and Edward Jones […]

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